Compliance Associate – London
Owning your own home should be one of the most exciting times of your life. For too long, it’s been overshadowed by the process of getting a mortgage, but we’re working to change that. Our client uses data, design, and technology to solve the mortgage problem once and for all. With a large recent investment from leading investors, key partnerships in place with players such as Zoopla and an excellent customer rating on Trustpilot, They are well placed to continue their rapid growth.
We are looking for an experienced compliance professional (Or a Mortgage Administrator who wishes to branch out into Compliance) to step into this vital role. You will ensure that high standards are constantly being met and the Mortgage Advisers receive the support and knowledge needed to carry out their role.
You’ll make an impact by:
Performing KYC, AML and full file reviews
Demonstrating a high attention to detail when performing due diligence checks
Assessing and grading quality of files and providing effective and concise feedback
Identifying any inconsistencies/errors and escalate them accordingly to the right individual
Identifying and reporting potential cases of financial crime or suspicious activity
Staying up to date with changes in financial regulation and compliance updates
2+ years experience in a file checker or quality review role within a mortgage broker or a bank
CeMAP qualification (Or equivalent)
Excellent knowledge of FCA regulation and MCOB rules
Package and Benefits:
Basic salary to £25k per annum
Professional development – annual budget plus time (5 days!) to spend on whatever helps you improve and deliver outcomes.
Workplace pension – Set up with Aviva to make sure we’re contributing to help you save for retirement.
Season ticket loans – To help you secure any discount available on a 12 month ticket.
Holiday – 25 days a year + an extra day for your birthday.
Socials, food & drink – Free breakfast, fruit, tea and coffee, beer and wine on Friday, team lunches every other week. We also host plenty of socials.