Apply Now

Bruin are currently seeking candidates for their open Compliance Monitoring Officer position in London, through Go Job Search. Are you an experienced candidate looking to take up a Compliance Monitoring Officer role such as with an industry leading company like Bruin?

Ref: 29081

Our client a leading wealth and asset manager are in search for a Compliance Monitoring Officer. As part of a Compliance Monitoring team, you will be a crucial part of the continual growth of a positive compliance ethos through communication and monitoring regulatory responsibilities at all levels.

The role
-Carry out daily monitoring in line with the Compliance Monitoring Plan (CMP), as well as trade surveillance monitoring.

-Successfully complete thematic and ad hoc monitoring reviews.
Experience
-Good level of experience in a compliance monitoring function
-Asset management would be an advantage
-Knowledge of the FCA rules

Location: London

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

Oliver.Miller

Apply now and a member of the team at Bruin will get in touch with you to discuss your career options further.

Apply Now

Tagged as: Compliance Monitoring Officer

Job Overview
We use cookies to improve your experience on our website. By browsing this website, you agree to our privacy policy.

Sign in

Sign Up

Forgotten Password

Cart

Cart

Share